Acquisition & Disposal
of Financial Instruments
Precise execution. Swiss regulatory excellence.
Novi Capital provides you with professional access to the purchase and sale of financial instruments. In an increasingly complex global market, we ensure that your transactions are executed with the highest precision and transparency, and in full compliance with the Swiss Financial Services Act (FinSA).
Market access
Comprehensive market access
We support the acquisition and disposal of a broad range of financial instruments and provide our clients with the liquidity and reach they need to implement their investment strategies:
- Equities & fixed-income securities Direct access to Swiss and international exchanges.
- Collective investment schemes Efficient processing of fund subscriptions and redemptions.
- Structured products Specialist execution for tailored investment vehicles.
- Money market instruments Solutions for short-term liquidity and capital preservation.
Our standard
The Novi Capital standard:
More than a transaction
We do not merely execute orders — we shape the regulatory framework around them. Our process is designed to protect your interests at every stage of the transaction.
01
Best execution
When executing, we consider price, costs, speed, and the likelihood of execution and settlement — to ensure consistently optimal transactions.
02
Regulatory protection & FinSA compliance
- Client segmentationCorrect classification for the appropriate level of protection.
- Information obligationsBIB/KIID documentation prior to every transaction.
- Appropriateness assessmentReview of knowledge and experience.
Process
Our transaction process
We support the acquisition and disposal of a broad range of financial instruments and provide our clients with the liquidity and reach they need to implement their investment strategies:
Phase
What we do
Your benefit
Before the transaction
Disclosure of all costs incurred and product risks.
Full cost transparency and risk awareness.
Execution
Routing orders through our network of first-class execution venues.
Competitive pricing and high settlement certainty.
After the transaction
Prompt transaction confirmations and detailed reporting.
Immediate overview and effortless documentation.
Initial consultation
Let’s discuss your transaction strategy.
Non-binding, discreet, and tailored to your situation.